SWMSExcavation

Excavator Operation (Including Pre-Operational Inspection and Shutdown Procedure)

SWMS-EAR-004

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About this Document

The SWMS-EAR-004 Excavator document provides a comprehensive risk management framework for operating excavators in various environments. It covers critical hazards such as striking underground services, mechanical failures, and site-specific risks. This document is essential for workers, supervisors, and safety officers to ensure compliance with WHS legislation and promote a safe work environment. Utilizing this SWMS helps reduce accidents and enhance workplace safety for excavation tasks.

Hazards & Risks Covered

  • Hazard / Risk
  • Striking underground services (gas, electrical, water, comms)
  • Unlicensed/untrained operation
  • Mechanical failure (hydraulic, brakes, tracks, ROPS/FOPS)
  • Quick-hitch disengagement; bucket detachment
  • Excavator rollover; over-edge collapse; pedestrian struck-by
  • Contact with overhead powerlines
  • Trench collapse / engulfment
  • Struck-by swinging bucket; struck-by debris
  • Load drop; sling failure; tip-over
  • Slips, trips, falls; sprain/strain; fuel exposure
  • Inadvertent movement; unauthorised use
  • Explosion / electrocution / flooding
  • Worker engulfment
  • Air quality; community impact; soil/water contamination

Legislation & Codes of Practice

  • Legislation / Standard
  • WHS Reg 2017 Pt 6.3 Excavation
  • AS 3798:2007
  • Code of Practice: Excavation work
  • WHS Reg 2017 Sch 18 (HRCW)
  • Code of Practice: Construction work
  • WHS Reg 2017 Part 5.1 & 5.3 Plant
  • AS 2550.1
  • AS 4024 series
  • AS 4772 (Quick hitches)
  • WHS Reg 2017 Pt 5.1
  • WHS Reg 2017 Pt 6.3 Excavation
  • AS 3798:2007
  • Code of Practice: Excavation work
  • AS 5804
  • ELEC
  • WHS Reg 2017 Pt 6.3 Excavation
  • AS 3798:2007
  • Code of Practice: Excavation work
  • AS 5101
  • WHS Reg 2017 Part 5.1 & 5.3 Plant
  • AS 2550.1
  • AS 4024 series
  • WHS Reg 2017 Part 5.1
  • AS 2550.1
  • AS 2550.5
  • AS 1418 series
  • AS 2550.1
  • WHS Reg 2017 Hazardous Manual Tasks
  • AS 1940 (Flammable liquids)
  • WHS Reg 2017 Part 5.1 & 5.3 Plant
  • AS 2550.1
  • AS 4024 series
  • WHS Reg 2017 Pt 6.3 Excavation
  • AS 3798:2007
  • Code of Practice: Excavation work
  • ELEC
  • WHS Reg 2017 Pt 6.3 Excavation
  • AS 3798:2007
  • Code of Practice: Excavation work
  • EPA state Acts
  • AS 1940
  • Protection of the Environment Operations Act

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Legislation & Standards

  • Work Health and Safety Act 2011 (Cwlth)
  • State & Territory WHS Legislation
  • Safe Work Australia Guidelines

Disclaimer: All documents provided on this platform are templates and starting points only. They must be reviewed, adapted, and approved by the Person Conducting a Business or Undertaking (PCBU) or facilitated by a designated WHS Manager, Site Supervisor, or Principal Contractor, before use at any specific worksite. Site-specific hazards, conditions, and legislative requirements may vary. Cornerstone SWMS accepts no liability for documents used without appropriate review and customisation.

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